Waterford Capital

About Us

Waterford Capital Investment Advisory Services, LLC (WCIAS) is a Registered Investment Advisory firm (RIA) located in Dallas, Texas. We provide fee-based investment management services in both the fixed income ( Municipal bonds, CDs, and US Government Securities) and global equity markets. Form ADV part II is a document filed with the US SEC and the Texas State Securities Board. It specifically sets forth the principles and foundation of our program and is available on this website for review.

WCIAS has an institutional relationship with Charles Schwab & Co., Inc (Schwab). Schwab custodies assets, issues statements, mails confirmations and grants online access for WCIASs customers.

At WCIAS, we strive to learn as much as we can about a customer so we can construct an investment plan that endures for a lifetime. It is important for us to know who handles tax planning and estate planning for our customers. Existing tax and estate plans may alter how certain investment plans are implemented and how certain accounts are styled.

We have assembled an experienced team of professionals to help you and your family contruct, implement, and manage an investment plan suited specifically for you.

If you would like to review our methodology in great detail, go to investment discipline. Please contact us to set up an appointment.

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